-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OPUpx44t19IAxnCYCfe/dORJb+J/rbXmRpEwG7F197LWwkoZWFyFP+zCb3ni9ERf YFNaURFCSKcbmTX7QnbXkw== 0001041692-02-000002.txt : 20020414 0001041692-02-000002.hdr.sgml : 20020414 ACCESSION NUMBER: 0001041692-02-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020204 GROUP MEMBERS: ERIC D. HOVDE GROUP MEMBERS: FINANCIAL INSTITUTION PARTNERS II, L.P. GROUP MEMBERS: HOVDE CAPITAL, L.L.C. GROUP MEMBERS: STEVEN D. HOVDE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOOTHILL INDEPENDENT BANCORP CENTRAL INDEX KEY: 0000718903 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953815805 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47741 FILM NUMBER: 02526251 BUSINESS ADDRESS: STREET 1: 510 S GRAND AVE CITY: GLENDORA STATE: CA ZIP: 91741 BUSINESS PHONE: 9095999351 MAIL ADDRESS: STREET 1: 510 S GRAND AVE CITY: GLENDORA STATE: CA ZIP: 91741 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTION PARTNERS II L P CENTRAL INDEX KEY: 0001041692 IRS NUMBER: 364131559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1824 JEFFERSON PLACE NW CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2027758109 MAIL ADDRESS: STREET 1: 1824 JEFFERSON PLACE NW CITY: WASHINGTON STATE: DC ZIP: 20036 SC 13G 1 foot13g.txt 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Foothill Independent Bancorp - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value - ------------------------------------------------------------------------------- (Title of Class of Securities) 344905104 - ------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - ------------------------------------------------------------------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 Pages 2
- ------------------------------------------------------------------------------- CUSIP No. 344905104 13G Page 2 of 10 Pages ---------- ----- ------ - ------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Eric D. Hovde - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States Citizen - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power: Shares Beneficially N/A Owned By --------------------------------------------- Each 6. Shared Voting Power: Reporting Person 283,566 shares With (1): --------------------------------------------- 7. Sole Dispositive Power: N/A --------------------------------------------- 8. Shared Dispositive Power: 283,566 shares --------------------------------------------- - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned By Each Reporting Person 283,566 shares - ------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.2% - ------------------------------------------------------------------------------- 12. Type of Reporting Person IN - ------------------------------------------------------------------------------- (1) The 283,566 shares beneficially owned by Eric D. Hovde are as Chairman, Chief Executive Officer, and Managing Member of Hovde Capital, L.L.C., the general partner of Financial Institution Partners II, L.P., the direct owner. - -------------------------------------------------------------------------------
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- ------------------------------------------------------------------------------- CUSIP No. 344905104 13G Page 3 of 10 Pages ---------- ----- ------ - ------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Steven D. Hovde - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States Citizen - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power: Shares Beneficially N/A Owned By -------------------------------------------- Each 6. Shared Voting Power: Reporting Person 283,566 shares With(2): -------------------------------------------- 7. Sole Dispositive Power: N/A -------------------------------------------- 8. Shared Dispositive Power: 283,566 shares -------------------------------------------- - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned By Each Reporting Person 283,566 shares - ------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.2% - ------------------------------------------------------------------------------- 12. Type of Reporting Person IN - ------------------------------------------------------------------------------- (2) The 283,566 shares beneficially owned by Steven D. Hovde, are as President, Treasurer, and Managing Member of Hovde Capital, L.L.C., the general partner of Financial Institution Partners II, L.P., the direct owner. - -------------------------------------------------------------------------------
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- ------------------------------------------------------------------------------- CUSIP No. 344905104 13G Page 4 of 10 Pages ---------- ----- ------ - ------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Hovde Capital, L.L.C. I.R.S. Identification No.: 91-1825712 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Organized: State of Nevada - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power: Shares Beneficially N/A Owned By -------------------------------------------- Each 6. Shared Voting Power: Reporting Person 283,566 shares With(3): -------------------------------------------- 7. Sole Dispositive Power: N/A -------------------------------------------- 8. Shared Dispositive Power: 283,566 shares -------------------------------------------- - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned By Each Reporting Person 283,566 shares - ------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.2% - ------------------------------------------------------------------------------- 12. Type of Reporting Person OO - ------------------------------------------------------------------------------- (3) The 283,566 shares beneficially owned by Hovde Capital, L.L.C., are as general partner to Financial Institution Partners II, L.P., the direct owner. - -------------------------------------------------------------------------------
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- ------------------------------------------------------------------------------- CUSIP No. 344905104 13G Page 5 of 10 Pages ---------- ----- ------ - ------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Financial Institution Partners II, L.P. I.R.S. Identification Nos.: 36-4131559 - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Organized: State of Delaware - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power: Shares Beneficially N/A Owned By -------------------------------------------- Each 6. Shared Voting Power: Reporting Person 283,566 shares With: -------------------------------------------- 7. Sole Dispositive Power: N/A -------------------------------------------- 8. Shared Dispositive Power: 283,566 shares -------------------------------------------- - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned By Each Reporting Person 283,566 shares - ------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.2% - ------------------------------------------------------------------------------- 12. Type of Reporting Person PN - -------------------------------------------------------------------------------
Page 5 of 11 Pages 6 Item 1(a) Name of Issuer: Foothill Independent Bancorp - ------------------------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: 510 S Grand Avenue Glendora, California 91741 - ------------------------------------------------------------------------------- Item 2(a) Name of Person Filing: 1. Eric D. Hovde 2. Steven D. Hovde 3. Hovde Capital, L.L.C. 4. Financial Institution Partners II, L.P. - ------------------------------------------------------------------------------- Item 2(b) Address of Principal Business Office, or if None, Residence: 1. 1826 Jefferson Place, NW, Washington D.C., 20036 2. 1629 Colonial Parkway, Inverness, IL 60067 3. 1824 Jefferson Place, NW, Washington D.C., 20036 4. 1824 Jefferson Place, NW, Washington D.C., 20036 - ------------------------------------------------------------------------------- Item 2(c) Citizenship: 1. United States citizen 2. United States citizen 3. Organized in the State of Nevada 4. Organized in the State of Delaware - ------------------------------------------------------------------------------- Item 2(d) Title of Class of Securities: Common Stock, No Par Value - ------------------------------------------------------------------------------- Item 2(e) CUSIP Number: 344905104 - ------------------------------------------------------------------------------- Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: NOT APPLICABLE (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (e) [ ] An investment adviser in accordance with Rule 13d-1 (b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). - ------------------------------------------------------------------------------- Page 6 of 11 Pages 7 Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 283,566 (b) Percent of class: 5.2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1. Eric D. Hovde: N/A 2. Steven D. Hovde: N/A 3. Hovde Capital, L.L.C.: N/A 4. Financial Institution Partners II, L.P.: N/A (ii)Shared power to vote or to direct the vote: 1. Eric D. Hovde: 283,566 2. Steven D. Hovde: 283,566 3. Hovde Capital, L.L.C.: 283,566 4. Financial Institution Partners II, L.P.: 283,566 (iii)Sole power to dispose or to direct the disposition of: 1. Eric D. Hovde: N/A 2. Steven D. Hovde: N/A 3. Hovde Capital, L.L.C.: N/A 4. Financial Institution Partners II, L.P.: N/A (iv) Shared power to dispose or to direct the disposition of: 1. Eric D. Hovde: 283,566 2. Steven D. Hovde: 283,566 3. Hovde Capital, L.L.C.: 283,566 4. Financial Institution Partners II, L.P.: 283,566 - ------------------------------------------------------------------------------- Page 7 of 11 Pages 8 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. N/A - ------------------------------------------------------------------------------- Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable - ------------------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable - ------------------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. The persons filing this statement are Financial Institution Partners II, L.P. ("FIP"), Hovde Capital, L.L.C., Eric D. Hovde, and Steven D. Hovde who are collectively referred to herein as the "Reporting Persons." Attached as Schedule 1 hereto and incorporated by reference herein is a list containing the principal business and the address of each Reporting Person. - ------------------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. Not Applicable - ------------------------------------------------------------------------------- Page 8 of 11 Pages 9 Item 10. Certifications. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 4, 2002 - ------------------------- Dated FINANCIAL INSTITUTION PARTNERS II, L.P., by its General Partner, HOVDE CAPITAL, L.L.C. By: /s/ Eric D. Hovde - ------------------------- Eric D. Hovde Its: Managing Member HOVDE CAPITAL, L.L.C. By: /s/ Eric D. Hovde - ------------------------- Eric D. Hovde Its: Managing Member ERIC D. HOVDE /s/ Eric D. Hovde - ------------------------- STEVEN D. HOVDE /s/ Steven D. Hovde - ------------------------- Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). Page 9 of 11 Pages 10 - ------------------------------------------------------------------------------- Schedule 1 INFORMATION RELATING TO REPORTING PERSONS
Principal Business and Address of Principal Business Name or Principal Office - ---- ------------------------------ Financial Institution Limited partnership formed to Partners II, L.P. make investments primarily in equity securities of financial institutions and financial services companies. 1824 Jefferson Place, NW Washington, DC 20036 Organized: State of Delaware Hovde Capital, L.L.C. Limited liability company formed to serve as the general partner of Financial Institution Partners II, L.P. 1824 Jefferson Place, NW Washington, DC 20036 Organized: State of Nevada Eric D. Hovde Chairman, Chief Executive Officer, and Managing Member of Hovde Capital, L.L.C. 1826 Jefferson Place, N.W. Washington, D.C. 20036 Citizenship: U.S.A. Steven D. Hovde President, Treasurer, and Managing Member of Hovde Capital, L.L.C. 1629 Colonial Parkway Inverness, IL 60067 Citizenship: U.S.A.
Page 10 of 11 Pages 11 EXHIBIT A Consent Agreement Pursuant to 17 C.F.R. 13d-1(k)(1)(iii) Each of the undersigned hereby consents and agrees to the filing on behalf of each of them of the foregoing joint statement on Schedule 13D pursuant to 17 C.F.R. 13d-1(k)(1)(iii) with respect to his/its beneficial ownership of the shares of the Issuer. FINANCIAL INSTITUTION PARTNERS II, L.P., by its General Partner, HOVDE CAPITAL, L.L.C. By: /s/ Richard J. Perry, Jr. ------------------------------------------------- Richard J. Perry, Jr. Its: Secretary HOVDE CAPITAL, L.L.C. By: /s/ Richard J. Perry, Jr. ------------------------------------------------- Richard J. Perry, Jr. Its: Secretary ERIC D. HOVDE /s/ Eric D. Hovde ------------------------------------------------- STEVEN D. HOVDE /s/ Steven D. Hovde ------------------------------------------------- Dated: 02/04/02 -------- Page 11 of 11 Pages -----END PRIVACY-ENHANCED MESSAGE-----